An agent for a broker-dealer, both of which are registered in the state of illinois, receives a telephone call from an existing customer who is on a layover in the airport in atlanta, georgia. the customer directs the agent to buy 1,000 shares of abcd stock at the market. which statement is true? a. in order to accept this order, the agent must be registered in the state of georgia onlyb. in order to accept this order, the agent must be registered in the state of illinois onlyc. in order to accept this order, the agent must be registered in both the state of georgia and the state of illinoisd. the agent can accept this order without needing registration in any jurisdiction because it was unsolicited
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Business, 22.06.2019 12:40
Kumar consulting operates several stock investment portfolios that are used by firms for investment of pension plan assets. last year, one portfolio had a realized return of 12.6 percent and a beta coefficient of 1.15. the average t-bond rate was 7 percent and the realized rate of return on the s& p 500 was 12 percent. what was the portfolio's alpha?
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Business, 22.06.2019 14:50
The following information is needed to reconcile the cash balance for gourmet catering services. * a deposit of $5,600 is in transit. * outstanding checks total $1,000. * the book balance is $6,400 at february 28, 2019. * the bookkeeper recorded a $1,800 check as $17,200 in payment of the current month's rent. * the bank balance at february 28, 2019 was $17,410. * a deposit of $400 was credited by the bank for $4,000. * a customer's check for $3,300 was returned for nonsufficient funds. * the bank service charge is $90. what was the adjusted book balance?
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Business, 22.06.2019 16:40
Based on what you learned about time management which of these statements are true
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Business, 23.06.2019 00:00
Asap! the following information is given for tripp company which uses the indirect method.
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An agent for a broker-dealer, both of which are registered in the state of illinois, receives a tele...
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