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Business, 03.01.2020 02:31 eelebron0905

Investment advisers are prohibited from doing all of the following except:

a. assigning a customer's contract without permission
b. charging a retainer fee
c. charging commissions on trades effected for the client
d. changing partnership management without notifying clients

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Answers: 1

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Investment advisers are prohibited from doing all of the following except:

a. assigning...
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