Business, 03.01.2020 06:31 Jasten

An investment advisor has access to a confidential report prepared by a respected securities analyst. under nasaa's statement of policy on unethical business practices, if he bases his recommendations to a client based on the information in this report:
a. he, as well as his client, could be guilty of violating the prohibition against insider trading
b. he must tell his clients that he has investment advice based on the analyst's report
c. he is acting unethically by using the report prepared by the analyst
d. he must compensate the securities analyst for the information if he receives any form of compensation for his investment advice based on the report

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