Business, 03.01.2020 06:31 Shavaila18
Under the uniform securities act, an "internet communication" by a broker-dealer will not be deemed to be "transacting business" in the state where the communication was received if all of the following conditions are met except:
a. the communication is limited to general information on products and services
b. the communication contains a legend that the broker-dealer can only transact business if it is registered in the state
c. there are no follow-up individualized responses to prospects that involve effecting securities transactions for a fee unless the broker-dealer is registered in the state
d. the communication must prominently disclose, with a link, the name of the state administrator to whom complaints can be forwarded by the recipient of the communication
Answers: 3
Business, 21.06.2019 20:00
Jorge is a manager at starbucks. his operational plan includes achieving annual sales of $4,000,000 for his store. with only one month left to end of the fiscal year, jorge realizes that he won't reach his annual sales goal. what are his options?
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What is the second step in communication planning? determine the purpose of the message outline the communication for delivery determine the best channel of communication clarify objectives identify the audience
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How do communism and socialism differ in terms of the role that government plays in the economy ?
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Under the uniform securities act, an "internet communication" by a broker-dealer will not be deemed...
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