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Business, 06.01.2020 18:31 Shubbs

The written disclosure document that must be furnished by a solicitor to a client under the investment advisors act of 1940 must include all of the following except
[a] any service that the solicitor will be providing to the client[b] the compensations that the solicitor will receive[c] the name of the broker dealer that will affect the trades[d] the name of the investment advisors that will be providing advisory service

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