Business, 14.03.2020 00:28 deflox74

An agent of a broker-dealer is registered in State A. The agent has a customer who lives in State A who will be going to college in State B. The agent is not registered in State B. Which statement is TRUE about the agent doing business with the student while he or she is in State B?

-The agent cannot do business with the student in State B unless the agent registers in that State
-The agent can do business with the student in State B without having to register in State B
-The agent can only accept unsolicited transactions from the student in State B if the agent is not registered in State B
-The agent can only perform up to 5 transactions a year for the student without having to register in State B

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