Business, 24.03.2020 01:36 tino54

If the Mayor of Little Rock, Arkansas is also a director of a Little Rock municipal securities dealer, which of the following statements are TRUE regarding the municipal securities dealer recommending the purchase of Little Rock G. O. bonds?

I A control relationship existsII A control relationship does not existIII Recommendation of the securities is prohibitedIV Recommendation of the securities must be accompanied by a disclosure of the nature of the relationshipA. I and IIIB. I and IVC. II and IIID. II and IV

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If the Mayor of Little Rock, Arkansas is also a director of a Little Rock municipal securities deale...

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