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Business, 20.09.2020 18:01 nathanstern21

You are an agent for a broker-dealer who is world renowned for its outstanding research department. If you were to contact your clients to discuss the contents of the firm's latest research report prior to that report being released to the public, you:.a) would be permitted to do so immediately. b) could share this information solely with those clients who are accredited investors c. would be permitted to discuss the report only with those clients for whom the recommendations would be suitable

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