Business, 29.11.2020 15:10 kefernanda40

Acme Securities Inc. is registered as a broker-dealer in the State of Utah under the Uniform Securities Act. Acme wishes to begin charging customers a fee for managing accounts on a discretionary basis. Which statement is TRUE? A. Acme Securities Inc. is prohibited from charging fees for managing customer accounts under the Uniform Securities Act
B. Acme Securities Inc. may charge a management fee as long as it does not discriminate among customers that have discretionary accounts and the charges are fair and reasonable
C. Acme Securities Inc. may charge a management fee if it registers in the State as an investment adviser and the charges are fair and reasonable
D. Acme Securities Inc. may charge a management fee in its legal capacity as a registered broker-dealer in the State as long as it remains in compliance with the provisions of the Uniform Securities Act

Answers: 3

Show answers

Another question on Business

Business, 21.06.2019 22:50

The leading producer of cell phone backup batteries, jumpstart, has achieved great success because they produce high-quality battery backups that are not too expensive. even so, another company that produces lower-quality batteries at the same price has also achieved some success, but not as much as jumpstart. also, in general, the price of backup batteries has declined because of economies of scale and learning. in addition, jumpstart has added complementary assets, such as a carrying case. considering all of these factors, the backup battery industry is most likely in the introduction stage. growth stage. shakeout stage. maturity stage.

Answers: 2

Answer

Business, 22.06.2019 00:30

Norton manufacturing expects to produce 2,900 units in january and 3,600 units in february. norton budgets $20 per unit for direct materials. indirect materials are insignificant and not considered for budgeting purposes. the balance in the raw materials inventory account (all direct materials) on january 1 is $38,650. norton desires the ending balance in raw materials inventory to be 10% of the next month's direct materials needed for production. desired ending balance for february is $51,100. what is the cost of budgeted purchases of direct materials needed for january? $58,000 $65,200 $26,550 $25,150

Answers: 1

Answer

Business, 23.06.2019 04:31

Ndas not only outline confidential information but they also enable you to outline what information

Answers: 3

Answer

Business, 23.06.2019 06:10

Which steps would you take to determine how much an employee should be paid? select all that apply. determine the number of hours the employee was scheduled to work. determine the number of hours the employee worked. determine whether the employee worked overtime hours. determine whether any of the days worked are holidays that receive holiday overtime payment rates. determine the hourly rate this employee earns. determine whether this is a new employee.

Answers: 1

Answer

You know the right answer?

Acme Securities Inc. is registered as a broker-dealer in the State of Utah under the Uniform Securit...

Questions

Engineering, 25.02.2020 22:17

Modify your code from Lab AAL3 Part 4 so that it STORES the first 25 Fibonacci numbers that are generated into sequential memory locations. Use a labe...