subject
Business, 29.12.2020 01:00 yuppcami9929

A registered securities agent has been contacted by an independent venture capitalist to obtain customers for a private placement that he is forming. Which statement is TRUE? A) the agent is prohibited from directing customers to the venture capitalist

B) The agent is permitted to direct customers to the venture capitalist without restriction

C) the agent is permitted to direct customers to the venture capitalist with the permission of the Administrator

D) the agent is permitted to direct customers to the venture capitalist if the agent has posted a surety bond

ansver
Answers: 3

Another question on Business

question
Business, 21.06.2019 20:30
What is the most important type of decision that the financial manager makes?
Answers: 2
question
Business, 22.06.2019 15:50
Singer and mcmann are partners in a business. singer’s original capital was $40,000 and mcmann’s was $60,000. they agree to salaries of $12,000 and $18,000 for singer and mcmann respectively and 10% interest on original capital. if they agree to share remaining profits and losses on a 3: 2 ratio, what will mcmann’s share of the income be if the income for the year was $15,000?
Answers: 1
question
Business, 22.06.2019 17:30
Communication comes in various forms. which of the following is considered an old form of communication? a) e-mail b) letter c) skype d) texting
Answers: 2
question
Business, 22.06.2019 23:50
Mauro products distributes a single product, a woven basket whose selling price is $15 and whose variable expense is $12 per unit. the company’s monthly fixed expense is $4,200. required: 1. solve for the company’s break-even point in unit sales using the equation method. 2. solve for the company’s break-even point in dollar sales using the equation method and the cm ratio. (do not round intermediate calculations. round "cm ratio percent" to nearest whole percent.) 3. solve for the company’s break-even point in unit sales using the formula method. 4. solve for the company’s break-even point in dollar sales using the formula method and the cm ratio. (do not round intermediate calculations. round "cm ratio percent" to nearest whole percent.)
Answers: 2
You know the right answer?
A registered securities agent has been contacted by an independent venture capitalist to obtain cust...
Questions
question
English, 21.12.2020 23:30
question
Computers and Technology, 21.12.2020 23:30
question
English, 21.12.2020 23:30
Questions on the website: 13722359