Business, 07.05.2021 21:40 yugbug44owwc7w

Which of the following statements are TRUE? A) When an investment adviser representative begins or terminates employment with a state-registered investment adviser, only the investment adviser must notify the Administrator.
B) When an investment adviser representative or a registered agent of a broker-dealer terminates employment, notice must be given to the Securities and Exchange Commission.
C) When an investment adviser representative begins or terminates employment with a federal covered adviser, only the investment adviser must notify the Administrator.
D) When an agent of a broker-dealer leaves the firm, only the broker-dealer must notify the Administrator.

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Which of the following statements are TRUE? A) When an investment adviser representative begins or...

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