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Business, 03.06.2021 20:10 devinfolds

A 35-year old customer in the 15% tax bracket tells her representative that she wants to buy a tax-sheltered investment. The representative explains that this is not suitable, but the customer insists that the representative execute the trade. The representative should: A refuse the order B submit the order to FINRA for approval prior to executing the order C execute the order, but note his or her exception in the customer account file D close the account Review

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