Business, 07.06.2021 16:00 ajwiebel3475

A registered representative is considering prospecting a wealthy family member to see if she will open a brokerage account at his firm. The registered representative checks the National Do-Not-Call List and finds the family member there. The registered representative checks the firm's Do-Not-Call list and does not find the family member there. Which statement is true? A. This prospect cannot be called by the registered representative.
B. This prospect can be called by the registered representative.
C. This prospect can only be called by the registered representative between the hours of 8:00 AM and 9:00 PM.
D. This prospect can only be called by the registered representative with written approval of the #24 General Principal.

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