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Business, 16.07.2021 20:20 Ziham

A broker-dealer has its principal office in State A and branches in States B, C and D. State A requires all broker-dealers registered inthat state to maintain records for two years while states B and C have a three year retention requirement and State D's is four years. If the SEC requires that records be kept for three years, this broker-dealer maintain records forA. two yearsB. four yearsC. two years in State A, three years in States B and C and four years in State DD. three years

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A broker-dealer has its principal office in State A and branches in States B, C and D. State A requi...
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