Business, 18.08.2021 04:40 cguzman4993

Janice works for an investment banking firm. Her company helps new companies begin the process of offering securities for sale. Janice herself also publishes analyses on the financial security of individual investments. Which of the following is true? a. Janice may not assist in new companies’ issuance of securities unless she stops performing financial analyses first.
b. Janice may assist in new companies’ issuance of securities without restriction.
c. Janice may assist in new companies’ issuance of securities as long as she makes notice of a conflict of interest.
d. Janice may not assist in new companies’ issuance of securities.

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Janice works for an investment banking firm. Her company helps new companies begin the process of of...

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