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Business, 30.10.2021 04:50 laurynrobinson21

Under FINRA rules, if a member firm receives an order to buy a new equity issue on behalf of an undisclosed principal from a bank, the member must A) accept the order. B) reject the order. C) obtain a representation from the bank that the purchaser is not restricted. D) determine the identity of the purchaser.

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Under FINRA rules, if a member firm receives an order to buy a new equity issue on behalf of an undi...
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