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Business, 29.12.2021 07:30 kloekamakeeaina14

Each of the following statements about postregistration provisions is true EXCEPT A) the securities Administrator does not have the authority to conduct an onsite examination of an investment adviser registered in his state if the adviser does not have an office in that state B) a correcting amendment to the Form ADV must be filed with the Administrator if any information filed becomes inaccurate or incomplete C) a registered investment adviser may be required to file advertisements D) investment advisers must comply with recordkeeping rules

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Each of the following statements about postregistration provisions is true EXCEPT A) the securities...
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