Computers and Technology, 28.09.2019 04:10 zibnmustafah

An agent of a broker-dealer publishes a web page that offers a free suitability determination to each customer that fills out a form electronically. furthermore, if the customer agrees to open an account, the site states that: "the first 10 trades will be free." which statements are true regarding this communication?
i to publish this web page, the broker-dealer must be registered in each state where a customer completes the suitability determination
ii to publish this web page, the broker-dealer is not required to be registered in each state where a customer completes the suitability determination
iii to publish this web page, the agent must be registered in each state where a customer completes the suitability determination
iv to publish this web page, the agent is not required to be registered in each state where a customer completes the suitability determination
correct a. i and iii
statusb b. i and iv
statusc c. ii and iii
statusd d. ii and iv

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