Social Studies, 28.09.2019 01:30 luis9527
An investment adviser representative is employed by ecco advisers, a federal covered adviser. ecco advisers has its only office in state y, and has made a notice filing the state y's administrator. the iar gives seminars to potential clients in state z, which is only 5 miles from the ecco's offices in state y. the iar is:
a. required to be registered in state y onlyb. required to be registered in state z onlyc. required to be registered in both state y and state zd. not required to be registered in either state y or state z
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An investment adviser representative is employed by ecco advisers, a federal covered adviser. ecco a...
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