subject
Social Studies, 12.08.2020 07:01 mannyrocks1532

An agent of a broker-dealer is opening a new client account. The agent has completed the new account application and the suitability determination. The customer has an investment objective of safety of principal and income. The agent makes an initial recommendation of a conservative blue chip stock with a track record of paying a consistent cash dividend. The customer accepts the recommendation. When must the commission charged on the transaction be disclosed to the customer?A. At the time that the order is placedB. At the time when the order is filledC. At the time when the account is openingD. On the confirmation of the transaction

ansver
Answers: 2

Another question on Social Studies

question
Social Studies, 22.06.2019 02:00
If there were no system of checks and balance,the process of government would eventually fall apart. do you agree with this opinion? why or why not?
Answers: 1
question
Social Studies, 22.06.2019 05:00
How did the people of latin america come to speak the language of spanish
Answers: 2
question
Social Studies, 22.06.2019 06:00
Who is the speaker in this excerpt from book 13 of homer’s odyssey, and what inference can you make from the tone?
Answers: 1
question
Social Studies, 22.06.2019 16:00
Are people more motivated to change from positive or negative experiences, like slavery, womens rights, and any other historical movements/moments? i need more factual information than opinions.
Answers: 1
You know the right answer?
An agent of a broker-dealer is opening a new client account. The agent has completed the new account...
Questions
question
Mathematics, 26.08.2020 07:01
question
Social Studies, 26.08.2020 07:01
question
Mathematics, 26.08.2020 07:01
question
Social Studies, 26.08.2020 07:01
question
Mathematics, 26.08.2020 07:01
question
Social Studies, 26.08.2020 07:01
Questions on the website: 13722363