A new client uses the services of an Investment Advisor and has requested that duplicate copies of statements and confirmations from his account be forwarded to the IA. Which of the following is true with regard to this request?[A] Such a request must be confirmed with each trade and the order ticket must specify that a duplicate copy is being sent.[B] The request and the name and address of the IA should be noted on the new account form.[C] The sales department of the firm should be informed since they will handle all paperwork.[D] The IA must have a power of attorney to receive duplicate copies.

According to the federal regulations, which of the following studies meets the definition of research with human subjects? a researcher conducts a comparison of the comments made in a publicly available blog and the blogger's comments on a similar topic in a weekly magazine. undergraduate students in a field methods class are assigned a research question and asked to interview another classmate, to be followed by a class discussion on interview techniques. a cognitive psychologist enrolls undergraduate students for a computer-based study about the effect of mood on problem-solving behaviors. a researcher sets up a meeting with the superintendent of a large and diverse public school system to get data about the ethnic composition of the school system and the number of students receiving free lunches.